Updated Nov 5, 2026FDA and CMS public dataIndependent · free · not health advice
GxRadar
Recalls & quality · Explainer

Voluntary and mandatory recalls, and where FDA's power stops

Nearly every drug recall FDA records is voluntary. FDA can order recalls of devices, food, biologics, cosmetics and controlled substances, but not most drugs. Here is the law, and the bills to change it.

Not health advice. GxRadar is for general information only. Nothing here is medical, pharmacy, legal or financial advice. Do not start, stop or change any medicine based on this site. Talk to your pharmacist or prescriber about your own situation.

Of the 18,076 drug recall records in FDA's enforcement database since June 2012, 18,012 carry the label "Voluntary: Firm initiated." Twenty-nine are marked "FDA Mandated," and all 29 come from two recall events posted in 2019. The rest have the field blank or marked not applicable. Those figures come from GxRadar's analysis of the openFDA drug enforcement data1 through Oct. 28, 2026.

FDA's openFDA field reference2 explains the imbalance in one line: "Recalls are almost always voluntary, meaning initiated by a firm." It also notes that a recall counts as voluntary even when FDA asked for it.

For most drugs, that is the law. FDA can order recalls of medical devices, foods, tobacco, infant formula, licensed biological products, cosmetics and controlled substances. For an ordinary prescription or over-the-counter drug that is not a controlled substance, including most generics, it can ask, and if a firm says no it can go to court. This piece walks through the regulation, the products where FDA does hold order authority, and the bills that would extend it to all drugs.

What Part 7 says about voluntary recalls

FDA's general recall rules sit in 21 CFR part 7, subpart C. The policy section opens with a statement of principle: "Recall is a voluntary action that takes place because manufacturers and distributors carry out their responsibility to protect the public health," 21 CFR 7.403 says. The same section calls recall "an alternative to a Food and Drug Administration-initiated court action."

There are two voluntary routes. In a firm-initiated recall under 21 CFR 7.465, a company decides on its own to remove or correct a product and is asked to notify FDA immediately, with details on the product, the problem, the amount in distribution and its proposed recall communication. FDA's drug recalls page7 describes the result the same way: "A recall is a voluntary action taken by a company."

In an FDA-requested recall under 21 CFR 7.454, the commissioner or a designee asks a firm to recall a product after finding that it "presents a risk of illness or injury or gross consumer deception," that the firm has not acted, and that agency action is needed. Section 7.40 says such requests are "reserved for urgent situations." FDA's Regulatory Procedures Manual8 adds that requested recalls "are most often classified as Class I" and that before making one, the agency will generally have evidence capable of supporting a seizure, injunction or warning letter.

FDA's 2022 guidance on initiating voluntary recalls9 covers the practical side, including the recall procedures firms are expected to have ready before a problem appears. GxRadar's explainer on how drug recalls work follows a recall from start to finish.

Where FDA can order a recall

Congress has given FDA order authority product by product. FDA's recall procedures manual8 lists these as "ordered recalls" and "mandated recall requirements," and FDA's recall definitions page6 notes that recalls may happen "by FDA order under statutory authority."

ProductAuthorityEnactedTrigger, in brief
Medical devicesFD&C Act sec. 518(e), 21 U.S.C. 360h(e)1990 (Pub. L. 101-629)Reasonable probability of serious adverse health consequences or death
Tobacco productsSec. 908(c), 21 U.S.C. 387h(c)2009 (Pub. L. 111-31)Manufacturing or other defect with reasonable probability of serious harm or death
Food other than infant formulaSec. 423, 21 U.S.C. 350l2011 (Food Safety Modernization Act)Reasonable probability of adulteration or allergen misbranding causing serious harm or death
Controlled substancesSec. 569D, 21 U.S.C. 360bbb-8d2018 (Pub. L. 115-271)Reasonable probability of serious adverse health consequences or death
CosmeticsSec. 611, 21 U.S.C. 364g2022 (Pub. L. 117-328)Reasonable probability of adulteration or misbranding causing serious harm or death, after a firm declines to act
Licensed biological productsPHS Act sec. 351(d), 42 U.S.C. 262(d)Long-standing; penalties added 1986 (Pub. L. 99-660)Imminent or substantial hazard to the public health
Prescription and OTC drugs that are not controlled substancesNonen/aFDA may request a recall or go to court

Sources: 21 U.S.C. 360h10, 21 U.S.C. 387h11, 21 U.S.C. 350l12, 21 U.S.C. 360bbb-8d13, 21 U.S.C. 364g14 and 42 U.S.C. 26215, via the Legal Information Institute; FDA Regulatory Procedures Manual, Chapter 7. The manual also lists infant formula and human tissue products, which have their own mandated recall rules.

Device, tobacco, controlled-substance and cosmetics provisions follow a similar pattern. FDA issues an order to stop distribution, the firm gets an informal hearing within 10 days (two days for food), and FDA then vacates the order, keeps it in place or amends it to require a recall. The controlled-substance provision, added by the 2018 SUPPORT for Patients and Communities Act, adds a twist: if FDA finds that recalling a drug "presents a greater health risk than the health risk of not recalling," the amended order may not require a recall or a halt to distribution, according to the statute's text13.

The biologics provision is the bluntest. If a lot of a licensed biological product "presents an imminent or substantial hazard to the public health," 42 U.S.C. 262(d)15 directs FDA to order its immediate recall, with civil penalties of up to $100,000 a day for violations, a figure the statute raises each year with the Consumer Price Index. Biosimilars are licensed under the same section, a distinction covered in how biosimilars differ from generics.

What FDA can do when a drug firm refuses

For a generic tablet approved under an abbreviated new drug application, and not a controlled substance, FDA's leverage is the courts. Under 21 U.S.C. 33416, an adulterated or misbranded drug in interstate commerce is "liable to be proceeded against" and condemned in federal district court. Under 21 U.S.C. 33217, district courts can restrain violations of the act. Section 7.40 says seizure or other court action is indicated when a firm refuses a requested recall, or when FDA believes a recall would not work or finds that a violation is continuing.

Court orders can also produce recalls. The procedures manual8 says recalls may be ordered under the terms of a consent decree when FDA finds that the defendants have not complied, and that consent decrees "typically authorize FDA to bill defendants" for the cost of monitoring. The openFDA records do not say which legal basis lay behind the 29 drug records marked "FDA Mandated" in 2019. Our pieces on inspections and warning letters and CGMP describe the steps that usually come first.

The bills that would extend order authority to all drugs

Members of Congress have tried for years to give FDA the same tool for all drugs. The Recall Unsafe Drugs Act of 2020, H.R. 557818, introduced Jan. 10, 2020, would have let FDA order any person distributing a drug to cease distribution when it had reason to believe the drug "may cause serious adverse health consequences or death." A 2023 version, H.R. 368819, followed on May 25, 2023. A separate approach, in H.R. 250020 of April 6, 2023, would simply have extended the 2018 controlled-substance authority to every drug.

The latest is H.R. 798021, the Protecting Americans from Unsafe Drugs Act of 2026, introduced March 18, 2026, and referred to the House Energy and Commerce Committee. It takes the short route. It would amend section 569D by striking "controlled substance" each place it appears and inserting "drug."

None of the earlier bills became law, and the published text of 21 U.S.C. 360bbb-8d13 still covers only controlled substances. Until that changes, a drug recall in FDA's records will almost always read "Voluntary: Firm initiated." The current list of drug recalls, by class and reason, is on GxRadar's recall page, and our guide to market withdrawals and safety alerts covers the removals that fall outside the recall definition.

Sources and notes

  1. openFDA (2026). Drug recall enforcement reports API: documentation
    open.fda.gov/apis/drug/enforcement/
  2. openFDA (2026). Drug enforcement field reference (YAML)
    open.fda.gov/fields/drugenforcement.yaml
  3. LII (2026). 21 CFR 7.40, Recall policy
    www.law.cornell.edu/cfr/text/21/7.40
  4. LII (2026). 21 CFR 7.45, Food and Drug Administration-requested recall
    www.law.cornell.edu/cfr/text/21/7.45
  5. LII (2026). 21 CFR 7.46, Firm-initiated recall
    www.law.cornell.edu/cfr/text/21/7.46
  6. FDA (2026). Recalls Background and Definitions
    www.fda.gov/safety/industry-guidance-recalls/recalls-background-and-definitions
  7. FDA (2026). Drug Recalls
    www.fda.gov/drugs/drug-safety-and-availability/drug-recalls
  8. FDA (2021). Regulatory Procedures Manual, Chapter 7: Recall Procedures
    www.fda.gov/media/71814/download
  9. FDA (2022). Initiation of Voluntary Recalls Under 21 CFR Part 7, Subpart C (guidance)
    www.fda.gov/regulatory-information/search-fda-guidance-documents/initiation-voluntary-reca
  10. LII (2026). 21 U.S. Code 360h, Notification and other remedies (devices)
    www.law.cornell.edu/uscode/text/21/360h
  11. LII (2026). 21 U.S. Code 387h, Notification and other remedies (tobacco)
    www.law.cornell.edu/uscode/text/21/387h
  12. LII (2026). 21 U.S. Code 350l, Mandatory recall authority (food)
    www.law.cornell.edu/uscode/text/21/350l
  13. LII (2026). 21 U.S. Code 360bbb-8d, Notification, nondistribution, and recall of controlled substances
    www.law.cornell.edu/uscode/text/21/360bbb-8d
  14. LII (2026). 21 U.S. Code 364g, Mandatory recall authority (cosmetics)
    www.law.cornell.edu/uscode/text/21/364g
  15. LII (2026). 42 U.S. Code 262, Regulation of biological products
    www.law.cornell.edu/uscode/text/42/262
  16. LII (2026). 21 U.S. Code 334, Seizure
    www.law.cornell.edu/uscode/text/21/334
  17. LII (2026). 21 U.S. Code 332, Injunction proceedings
    www.law.cornell.edu/uscode/text/21/332
  18. Congress.gov (2020). H.R. 5578, Recall Unsafe Drugs Act of 2020 (introduced)
    www.congress.gov/116/bills/hr5578/BILLS-116hr5578ih.htm
  19. GovInfo (2023). H.R. 3688, Recall Unsafe Drugs Act of 2023 (introduced)
    www.govinfo.gov/content/pkg/BILLS-118hr3688ih/html/BILLS-118hr3688ih.htm
  20. Congress.gov (2023). H.R. 2500 (introduced)
    www.congress.gov/118/bills/hr2500/BILLS-118hr2500ih.htm
  21. GovInfo (2026). H.R. 7980, Protecting Americans from Unsafe Drugs Act of 2026 (introduced)
    www.govinfo.gov/content/pkg/BILLS-119hr7980ih/html/BILLS-119hr7980ih.htm

Superscript numbers in the text link to these sources. GxRadar data (NADAC histories, recall and shortage counts) come from CMS and FDA files described on the sources page. Researched and drafted with AI tools from the sources above and checked with automated and AI-assisted review; not individually reviewed by a pharmacist or physician. Information current as of Nov 3, 2026 and may change. Spot an error? Report it and it will be corrected once confirmed.

Not health advice. GxRadar is for general information only. Nothing here is medical, pharmacy, legal or financial advice. Do not start, stop or change any medicine based on this site. Talk to your pharmacist or prescriber about your own situation. Laws, prices and program rules described here can change; confirm current details with the official source.