Updated Nov 5, 2026FDA and CMS public dataIndependent · free · not health advice
GxRadar
Supply chain · Explainer

Excipients, the inactive ingredients, and their supply chain

How FDA oversees the fillers, solvents and dyes in medicines without approving them separately, what its 2023 high-risk component guidance requires, and how little public data exists on where excipients come from.

Not health advice. GxRadar is for general information only. Nothing here is medical, pharmacy, legal or financial advice. Do not start, stop or change any medicine based on this site. Talk to your pharmacist or prescriber about your own situation.

In May 2023, FDA told drug manufacturers to test every container of glycerin, propylene glycol and several other ingredients for two industrial solvents before putting them into medicine, according to the agency's revised guidance on high-risk drug components1. The instruction followed a run of poisonings from children's cough syrups contaminated with diethylene glycol (DEG) and ethylene glycol (EG). Cases came from at least seven countries, and more than 300 deaths were reported in three of them, mostly among children under 5, the World Health Organization said in January 20233.

Contamination in those cases came in through the inactive ingredients, the solvents and sweeteners that carry a drug. In October 2022, FDA noted, Indonesian authorities found DEG and EG in a propylene glycol excipient used to make oral liquids. FDA said it had no indication that any of the contaminated products had entered the US supply.

Excipients get far less public attention than active ingredients, and far less public data. This piece explains how FDA oversees them without approving them on their own, the master-file route suppliers use, what the 2023 guidance requires, and what federal records do and do not show about where these materials come from.

What counts as an excipient

Federal drug manufacturing rules define an inactive ingredient as "any component other than an active ingredient," and a component as "any ingredient intended for use in the manufacture of a drug product, including those that may not appear in such drug product," under 21 CFR 210.34. FDA's 2021 notice launching a novel excipient pilot listed examples, among them fillers, diluents, surfactants, solvents, emulsifiers, preservatives, flavors, absorption enhancers, modified-release matrices and coloring agents.

FDA's working catalog is its Inactive Ingredient Database10, updated each quarter. GxRadar's count of the October 2026 file found 9,076 entries covering 1,795 ingredient names, each tied to a route, a dosage form and an amount. Oral products account for 4,769 of the entries. Our explainer on the Inactive Ingredient Database covers how applicants use those limits, and why your pill changed color explains how different excipients make two versions of the same generic look different.

No separate approval for inactive ingredients

FDA does not issue a stand-alone approval for an excipient. It reviews the ingredient inside each drug application that uses it. For an excipient with no history at the proposed level or route, FDA's 2005 guidance on nonclinical safety studies for excipients11 sets out the testing it expects.

That arrangement has made drug developers wary of new excipients. When FDA announced its Novel Excipient Review Pilot Program12 in September 2021, it said developers "have been hesitant to use novel excipients" because of uncertainty over whether they would be accepted. The pilot was limited to excipients never used in an approved drug and with no established use in food, and FDA said it expected to accept about four initial proposals over two years.

For generics, the rules on inactive ingredients depend on how the product is used. Injectables and eye drops leave a generic maker the least room to change the recipe, and tablets and capsules the most.

Product typeWhat the regulation says about inactive ingredientsRegulation
Generic injectableGenerally the same inactive ingredients in the same concentration as the reference drug; may differ in preservative, buffer or antioxidant if the applicant shows the difference does not affect safety or efficacy21 CFR 314.94(a)(9)(iii)6
Generic eye or ear productGenerally the same inactive ingredients and concentrations; may differ in preservative, buffer, tonicity agent or thickener21 CFR 314.94(a)(9)(iv)
Generic topical, nebulizer solution or nasal solutionSame inactive ingredients as the reference drug, with differences allowed if they are characterized and shown not to affect safety or efficacy21 CFR 314.94(a)(9)(v)
Other generics, including most tablets and capsulesApplicant must identify and characterize the inactive ingredients and show they do not affect safety or efficacy21 CFR 314.94(a)(9)(ii)
OTC monograph drugOnly suitable inactive ingredients that are safe in the amounts administered and do not interfere with effectiveness or testing21 CFR 330.1(e)7
Prescription label, non-oral productsNames of all inactive ingredients, with exceptions for flavorings, colors and trace identifiers21 CFR 201.100(b)(5)8

Source: 21 CFR, 2025 edition, via govinfo.gov. Our piece on Q1/Q2 sameness explains how FDA applies the "same ingredients, same amounts" test, and what a generic must share with its brand covers the rest of the comparison.

Compendial standards and Type IV master files

Many excipients, including the solvents named in FDA's 2023 guidance, have a monograph in the USP-NF, the combined United States Pharmacopeia and National Formulary. FDA's 2023 guidance says a drug component "with a name recognized in USP-NF must comply with compendial standards or be deemed adulterated," and that bulk excipients intended for use in a drug are themselves drugs under the Federal Food, Drug, and Cosmetic Act. Our explainer on what USP means on a label describes the standards body.

Suppliers that want to keep their manufacturing details confidential can file a Type IV drug master file (DMF), which covers an "excipient, colorant, flavor, essence, or material used in their preparation," under 21 CFR 314.4209. FDA's DMF guidance page13 says each additive should be identified by "its method of manufacture, release specifications, and testing methods." FDA neither approves nor disapproves a DMF; it reviews one only when an application refers to it. The user fee and completeness check that apply to ingredient files for generics do not apply to Type IV files. Our explainer on drug master files walks through the process.

Filings have picked up. GxRadar's count of FDA's DMF list14, current through September 30, 2026, found 3,684 Type IV files in all, 2,346 of them marked active.

Year submittedType IV DMFs on FDA's list
201967
2020106
2021116
2022118
2023126
2024190
2025296
2026 (through Sept. 30)99

Source: GxRadar analysis of FDA's quarterly DMF list (third quarter 2026), by submission date.

Why FDA wants every container tested

DEG has turned up in medicines repeatedly, and FDA's 2023 guidance recounts the history.

WhenWhereWhat FDA's guidance records
1937United StatesElixir of sulfanilamide made with DEG as a solvent; 107 deaths, many of them children
1990 to 1998Argentina, Bangladesh, India, NigeriaDEG poisonings that killed hundreds of children
Late 1995 to early 1996HaitiDEG-contaminated glycerin in acetaminophen syrup; at least 80 deaths
October 2006PanamaDEG poisoning outbreak with multiple illnesses and deaths
2022 to 2023At least seven countriesOral liquids, mostly for children, contaminated with DEG and EG; more than 300 deaths, mostly in children under 5

Source: FDA guidance, May 2023 (Revision 1)2.

FDA said the earlier cases shared a pattern. Drug makers did not run full identity tests on the glycerin, relied on the supplier's certificate of analysis, and often held a copy of that certificate on a distributor's letterhead, so the chain of custody was unknown. It said the 2022 outbreak "resembles previous ones." Our history of DEG contamination in medicines and of the 1937 elixir sulfanilamide deaths tell those stories in full.

Binding requirements sit in 21 CFR 211.845. At least one test must verify the identity of each component, and representative samples of each shipment of each lot must go through identity testing before use. A supplier's report of analysis can stand in for other tests only if the manufacturer runs a specific identity test and validates the supplier's results. The guidance goes further for high-risk components. Because FDA has seen DEG and EG levels vary widely "from container to container," it recommends sampling each container of each lot, and it puts the safety limit for DEG and EG at not more than 0.10 percent, as set in the applicable USP-NF monographs.

What US recall records show

Excipient problems do reach US recalls, though rarely. GxRadar searched FDA's openFDA enforcement records15 on November 5, 2026, for recall reasons that use the word "excipient" and found 102 records from 2014 through 2026. Fifty of them, all Class II and all from 2022, gave the same reason, that products "were manufactured with contaminated excipient that was recalled from the excipient supplier." Other records describe an excipient contaminated with theophylline in 2021 and one with a high ethylene glycol result in 2023. The GxRadar recall tracker has the full counts by year and class, and our piece on Class II recalls explains that category.

What is known about where excipients are made

Public data on excipient sources are thinner than for active ingredients. FDA's annual quality reports16 break out ingredient and finished-dose sites by country, as our piece on where FDA's registered drug factories are shows, but they do not publish a comparable count for excipient makers. FDA's DMF list gives holder names without locations, and many excipients never go into a master file at all. GxRadar did not find an HHS or FDA report that measures where US drug excipients are produced.

FDA has flagged the risk in narrower settings. Its fiscal 2024 quality report17 urged compounders to "know their suppliers" of active ingredients "and excipients," and to know whether those suppliers test what they sell.

FDA's next public data release is routine. FDA updates the Inactive Ingredient Database in January, April, July and October, so the next file is due in January 2027, and under the GDUFA III commitment letter18 the agency posts quarterly notices showing what changed and what the new entries replaced.

Sources and notes

  1. FDA (2023). Testing of Glycerin, Propylene Glycol, Maltitol Solution, Hydrogenated Starch Hydrolysate, Sorbitol Solution, and Other High-Risk Drug Components for DEG and EG, guidance page
    www.fda.gov/regulatory-information/search-fda-guidance-documents/testing-glycerin-propylen
  2. FDA (2023). Testing of Glycerin, Propylene Glycol and Other High-Risk Drug Components for DEG and EG, guidance document (PDF)
    www.fda.gov/media/167974/download?attachment
  3. World Health Organization (2023). WHO urges action to protect children from contaminated medicines
    www.who.int/news/item/23-01-2023-who-urges-action-to-protect-children-from-contaminated-me
  4. govinfo (2025). 21 CFR 210.3, Definitions
    www.govinfo.gov/content/pkg/CFR-2025-title21-vol4/pdf/CFR-2025-title21-vol4-sec210-3.pdf
  5. govinfo (2025). 21 CFR 211.84, Testing and approval or rejection of components
    www.govinfo.gov/content/pkg/CFR-2025-title21-vol4/pdf/CFR-2025-title21-vol4-sec211-84.pdf
  6. govinfo (2025). 21 CFR 314.94, Content and format of an ANDA
    www.govinfo.gov/content/pkg/CFR-2025-title21-vol5/pdf/CFR-2025-title21-vol5-sec314-94.pdf
  7. govinfo (2025). 21 CFR 330.1, General conditions for OTC monograph drugs
    www.govinfo.gov/content/pkg/CFR-2025-title21-vol5/pdf/CFR-2025-title21-vol5-sec330-1.pdf
  8. govinfo (2025). 21 CFR 201.100, Prescription drugs for human use
    www.govinfo.gov/content/pkg/CFR-2025-title21-vol4/pdf/CFR-2025-title21-vol4-sec201-100.pdf
  9. govinfo (2025). 21 CFR 314.420, Drug master files
    www.govinfo.gov/content/pkg/CFR-2025-title21-vol5/pdf/CFR-2025-title21-vol5-sec314-420.pdf
  10. FDA (2026). Inactive Ingredients Database Download
    www.fda.gov/drugs/drug-approvals-and-databases/inactive-ingredients-database-download
  11. FDA (2005). Nonclinical Studies for the Safety Evaluation of Pharmaceutical Excipients, guidance
    www.fda.gov/regulatory-information/search-fda-guidance-documents/nonclinical-studies-safet
  12. Federal Register (2021). Center for Drug Evaluation and Research Office of New Drugs Novel Excipient Review Pilot Program
    www.govinfo.gov/content/pkg/FR-2021-09-08/pdf/2021-19335.pdf
  13. FDA (2025). Types of Drug Master Files (DMFs)
    www.fda.gov/drugs/drug-master-files-dmfs/types-drug-master-files-dmfs
  14. FDA (2026). List of Drug Master Files (DMFs), third quarter 2026
    www.fda.gov/drugs/drug-master-files-dmfs/list-drug-master-files-dmfs
  15. openFDA. Drug Recall Enforcement Reports API (searched November 5, 2026)
    open.fda.gov/apis/drug/enforcement/
  16. FDA (2026). Report on the State of Pharmaceutical Quality, FY2025 report and earlier editions
    www.fda.gov/about-fda/center-drug-evaluation-and-research-cder/report-state-pharmaceutical
  17. FDA (2025). Report on the State of Pharmaceutical Quality, FY2024
    www.fda.gov/media/193320/download
  18. FDA (2021). GDUFA Reauthorization Performance Goals and Program Enhancements, Fiscal Years 2023-2027
    www.fda.gov/media/153631/download?attachment

Superscript numbers in the text link to these sources. GxRadar data (NADAC histories, recall and shortage counts) come from CMS and FDA files described on the sources page. Researched and drafted with AI tools from the sources above and checked with automated and AI-assisted review; not individually reviewed by a pharmacist or physician. Information current as of Nov 3, 2026 and may change. Spot an error? Report it and it will be corrected once confirmed.

Not health advice. GxRadar is for general information only. Nothing here is medical, pharmacy, legal or financial advice. Do not start, stop or change any medicine based on this site. Talk to your pharmacist or prescriber about your own situation. Laws, prices and program rules described here can change; confirm current details with the official source.